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INTELLECTUAL
PROPERTY REGIME

Thailand
has laws protecting the rights of copyright, patent and trademark
holders, but the law is in need of much improvement. Enforcement
is still a cause for much concern, and is a significant bilateral
issue. Large quantities of infringing goods continue to be sold
at the retail level.
Since November
1994, Thailand has been on the Special 301 "watch list". In
September 1996, theThai Parliament passed a long-awaited law
establishing an intellectual property and international trade
court, which began operations in December 1997. Appeals procedures
at the trademark and patent offices have also been streamlined.
Although
allegations of irregularities continue to undermine confidence
in local police authorities, co-operation and co-ordination
among enforcement officials improved with the creation of an
intergency committee on the suppression of IPR piracy. This
committee unfortunately was mandated for only a year of operation,
but the Thai government is now offering assurances that it will
be made permanent.
PATENTS
Thailand
promulgated its first patent law, the Patent Act, in 1979, with
significant amendments added in 1992. The Act protects both
inventions and product designs and pharmaceuticals. Thailand
has numerous bilateral agreements enabling citizens of other
countries to file patent applications in Thailand. However,
Thailand is not a signatory to the Paris Convention for the
Protection of Industrial Property nor a signatory of any other
international convention for reciprocal protection of patents.
In
December 1997 a new intellectual property and international
trade court began operations, which has significantly improved
enforcement. Appeals procedures at the trademark and patent
offices have also been streamlined.
INVENTION PATENTS
For
an invention to be patentable, it must
-
-
Involve
an inventive step
-
Be
capable of being made or used for some kind of production
activity.
Therefore,
the following would not qualify for patents:
An invention widely known or used by others in Thailand before
the filing of the patent application
An invention, the subject matter of which was described
in a document or printed publication, displayed or otherwise
disclosed to the public, in any manner, whether inside or outside
Thailand, and whenever the disclosure is by document, printed
matter, exhibition or public disclosure by any means whatsoever
*
An invention that has been granted a patent inside or outside
Thailand prior to the date of the patent application
An invention that is the subject of an abandoned application
in Thailand. This provision does not affect the rights of co-inventors
and others who did not apply for such patent shall not be affected
An invention for which an application for a patent was
filed in a foreign country more than 12 months prior to the
date of the patent application, the foreign patent not having
been issued.
The
revised Patents Act provides that the following are not patentable:
-
Microbes and any components thereof which exist naturally;
animal, plant and extracted substances from animals or plants
-
Scientific
or mathematical rules or theories
-
-
Methods
of diagnoses, treatment and care of human and animal diseases
-
Inventions
that are contrary to public order or morality, public health
or welfare.
PATENTABLE
PRODUCT DESIGNS
A
product design must be novel in order to be patented: i.e.,
it must not fall under any of the following conditions:
-
A
design widely known or used in Thailand before the filing
of the patent application
-
A
design picture, the subject matter or details of which have
been displayed or disclosed in a document or printed publication
inside or outside of Thailand before the filing of the application
-
A
design that has been published in the patent journal under
Section 65 and 28 before the filing of the patent application
-
A
design that so nearly resembles any of the product designs
indicated in the points described above that it is apparently
an imitation.
PRODUCT
DESIGNS WHICH ARE NOT PATENABLE
-
Product
designs which are contrary to public order and good morals
-
Product
designs prescribed by Royal Decree.
ELIGIBILITY
An
inventor or product designer has the right to apply for a patent,
as does a successor or assignee of the right. An assignment
must be made in writing, signed by both the assignor and the
assignee.
If,
during the course of employment, an employee or contractor creates
an invention or product design, the right to apply for a patent
belongs to the employer unless otherwise provided by agreement.
The
Patent Act requires that an applicant for a patent must be a
Thai national or a national of a country which allows persons
of Thai nationality to apply for patents in that country.
The
patent holder or applicant is entitled to the following rights:
A
patent for an invention is valid for a period of 20 years from
the date of filing the application; a patent for a product design
is valid for a period of 10 years from the date of filing the
application. The time during which court proceedings regarding
the issuance of the patent are in process may be excluded
During
the period of the validity of the patent, the patent holder
has the exclusive right to produce, use, sell, have for sale,
offer for sale and import the patented invention or design.
Any act performed before the patent is granted, that would otherwise
constitute an infringement of the patent, is not deemed an infringement
A patent holder has an exclusive right to use the words Thai
Patent, or an abbreviation or translation thereof
A
patent holder may assign the patent to another holder
A
patent holder may grant a license to another person, subject
to restrictions:
-
The
patentee shall not impose upon the licensee any condition
or restriction or any royalty covenant which is an unfair
restraint of competition. Conditions, restrictions or covenants
that unfairly restrain competition shall be prescribed by
a Ministerial Regulation
-
A
patent holder may not require a licensee to pay a royalty
or royalties after the validity of the patent has expired
-
Conditions,
restrictions, or royalties which are contrary to the above
two points are null and void
Any
assignment or license must be in writing and officially registered.
COMPULSARY LICENSES
To
discourage monopolies and the acquisition of patents simply
to prevent other persons from manufacturing or producing the
patented inventions or product designs, Section 46 of the Patent
Act provides that:
At
any time after the expiration of three years from the grant
of a patent or four years from the date of filing an application
for a patent, any person may apply to the Director-General for
a compulsory license if, at the time of the application, it
appears that:
-
For
no legitimate reason, there is no production of the patented
product nor application of the patented process in the country
-
For
no legitimate reason, there is no sale of the product produced
under the patented process or there are sales of the same
at unreasonably high prices or in quantity insufficient to
domestic public demand.
CANCELLATION
OF PATENTS
A
patent may be canceled under the following conditions:
Although
a patent has been granted, any person who has an interest in
the patent or the public prosecutor may challenge its validity
by petitioning the Court for cancellation
The
Director-General may ask the Board of Patents to cancel a patent
in the following cases:
-
If
it appears that two years after the issue of a license under
Section 50, the licensing has been unable to prevent or alleviate
the condition for which a license was issued under Section
46 or 46 bis; or
-
The
patentee has licensed another person to exercise the patent
rights in violation of Section 41.
Before
requesting the Board to cancel a patent, the Director-General
shall order an inquiry and notify the patentee and licensees
to submit their briefs within 60 days from the date of receipt
of notification. The Director-General may summon any person
to make statement or deliver any additional documents or items.
FORIEGN
PATENTS
A foreign patent that has not been granted a separate patent
in Thailand receives no protection under the Patent Act. However,
foreign patent holders or owners of rights to inventions or
designs in foreign countries may enter into business transactions
with parties in Thailand and seek equivalent protection through
contractual obligations in the form of a licensing agreement.
Since
foreign patents, inventions and designs receive no protection
under the Patent Act, no civil or criminal action can be taken
against a third party who produces products or sells a patented
product in Thailand without paying fees to the holder of the
foreign patent or who applies in Thailand for a patent on an
invention or design already patented in other countries. Nevertheless,
legal solutions to such conflicts may be available under separate
legislation.
*
Disclosure of the essentials or specifications due to or in
consequence of an unlawful act, or disclosure of essentials
or specifications by the inventor, including display of the
inventor's work at an international exhibition or an official
public exhibition provided such disclosure occurred within the
period of 12 months prior to the date of filing the patent application
shall not be deemed to be disclosure under subsection 2.
COPYRIGHTS
The
Copyright Act of 1994 protects literary, artistic works, and
performance rights by making it unlawful to reproduce or publish
such works without the owner's permission.
WORK SUBJECT TO COPYRIGHT
The
Copyright Act protects works in the categories of literary work,
including computer programs; dramatic, artistic and musical
work; audiovisual material, cinematic film, recorded material;
disseminated pictures or disseminated sound; or any other works
in the fields of literature, science or fine arts.
The
Copyright Act protects computer software against reproduction
or adaptation, publicity and rental of such software. Algorithms
are not, however, protected.
The
copyright as defined by the Act means the
exclusive right to take any action concerning the work created
or made by the creator. The Act also defines the word
creator as meaning the person who does the work
or creates the work, as defined by the Copyright Act.
A
copyright belongs to the creator of a work, subject to the following
conditions:
In
the case of unpublished work, the creator must be of Thai nationality
or reside in Thailand or be a national of or reside in a country
which is a member of the Convention on the Protection of Copyright,
of which Thailand is a member, provided that the residence at
all times or most of the time is spent on the creation of the
work
In
the case of published work, the first publication must be made
in Thailand or in a country that is a member of the Convention
on the Protection of Copyright. In the case where the first
publication was made outside Thailand or in a country which
is not a member of the Convention, the work created must have
been published in Thailand or in a country which is a member
of the Convention within 30 days from the first publication,
or the creator must have the qualification as prescribed above
at the time of the first publication.
In
cases where the creator is required to be a person of Thai nationality,
and the creator is a juristic person, such juristic person must
be established under the Civil and Commercial Code of Thailand.
COPYRIGHT
INFRINGEMENT
The
Copyright Act includes a comprehensive list of the types of
infringement covered by law:
Infringement
by reproduction. The Act defines the word reproduction
as follows: Reproduction includes copying by whatever
means, imitating, duplicating, making printing blocks for, recording
the sound of, taking pictures of, or recording the sound and
taking pictures in substantial parts of the originals, from
copies or from the publication, regardless of whether made in
whole or in part.
Infringement
by adaptation. Adaptation, as defined by the Act, means a reproduction
by conversion. Modification or emulation of the original work
for the substantial part without a character of creating a new
work whether wholly or partly.
-
With regard to literary work, it shall include a translation,
a transformation or a collection by means of selection and
arrangement
-
With
regard to a computer program, it shall include a reproduction
by means of transformation, modification of the program for
the substantial part without the appearance of creating a
new work
-
With
regard to dramatic work it shall include the transformation
of a non-dramatic work into a dramatic work or dramatic work
to a non-dramatic work, whether in the original language or
in another language
-
With
regard to artistic work, it shall include the transformation
of a two-dimensional work or a three-dimensional work into
a three-dimensional work or a two-dimensional work respectively,
or the making of a model from the original work
-
With
regard to musical work, it shall include an arrangement of
tunes or an alteration of lyrics and rhythm
Infringement
by publicizing without permission - It is an infringement of
copyright to publicize a work without the consent of the copyright
owner. Publicize means present to the public
by showing, lecturing, praying, playing, presenting with by
sound and/or picture, constructing, distributing, selling, or
by other means, the works done or created. The word public
refers to the person or persons who are present, and not to
the place where the performance occurs. A performance will not
be regarded as being carried on in public if it is restricted
to family and friends of the performer or whoever is responsible
for the performance.
Infringement
by producing audiovisual material, cinematic film, recorded
material or dissemination of sound or picture or by rebroadcasting
of sounds and visual images, wholly or in part, or arranging
for dissemination of sound or picture in public with commercial
purposes
EXCEPTIONS
Under
the Act, any act that might ordinarily be deemed copyright infringement
may not be so deemed if done for the following purposes:
-
Research
or education, without any commercial purposes
-
For
ones own benefit or for the benefit of a member of ones
own family, or close relatives
-
Comment, criticism or recommendation of the work, with recognition
of the copyright ownership of such work
-
Presenting
news or otherwise reporting through the mass media, with recognition
of the copyright ownership of the work
-
Reproduction,
adaptation, performance or presentation for a court hearing
or consideration by competent and authorized officers or for
the purpose of reporting on the outcome of such hearing or
consideration
-
Copying,
duplicating, or adapting parts of the work, or making extracts
or summaries, by teachers or by educational institutions for
the purpose of distributing or selling to students in school
classes or in educational institutions, provided that such
activities are not for commercial purposes; and
-
Using
the work as parts of questions and answers in examinations.
In
addition, citing, copying or imitating certain parts of the
copyrighted works under the Act, with recognition of the copyright
ownership of the work, shall not be deemed to be copyright infringement.
The
Act also entitles librarians to reproduce works copyrighted
under the Act, provided that complete reproduction is not done
for commercial purposes.
WORK
NOT SUBJECT TO COPYRIGHT UNDER THE COPYRIGHT ACT
The
Act specifically provides that the following are not deemed
eligible for copyright protection:
-
Daily
news and facts that are, by nature, merely news items
-
The
Constitution and laws
-
Announcements,
orders and regulations of ministries, bureaus, departments
or
any
other agency of the state or local jurisdiction
-
Court
judgments, orders, rulings and official reports
-
Translations
and collections of those items specified as above which
are prepared by government agencies or local administrations.
INTERNATIONAL
COPYRIGHT
The
Copyright Act of 1994 protects copyright works of a creator
and the rights of a performer of a country party to conventions
on copyright protection or conventions on performance rights
protection to which Thailand is a party, or for works copyrighted
under international organizations of which Thailand is a member.
LICENSING
AND ASSIGNMENT OF COPYRIGHTS
The
1994 Act provides that a copyright owner is entitled to grant
licenses to another person to use or exercise rights with respect
to his copyrighted work. The Act requires that an assignment
of copyright by means other than inheritance must be made in
writing and signed by the copyright owner and the assignee.
In the event the assignment is made without specifying the assignment
period, the assignment shall be valid for 10 years. In the event
of an assignment of a copyright, the creator of the copyrighted
work retains the right to forbid the assignee to distort, delete
from, adapt, or act otherwise in any manner against the work
if such act would cause damage or injury to the reputation or
prestige of the creator.
COPYRIGHT
PROTECTION PERIOD
A
copyright in literature, drama, artistry or music is valid throughout
the lifetime of the creator, and for an additional 50 years
thereafter. In the event the creator is a juristic person, the
copyright will be valid for a period of 50 years following the
creation of the work. The copyright for applied artistic work
is valid for a period of 25 years following the creation of
the work.
PENAL
PROVISIONS
Persons
who commit copyright infringement by means of reproduction without
permission from the copyright owner may be fined 20,000 to 200,000
baht. If the copyright infringement was committed for business
purposes, the offender may face punishment of imprisonment for
a term from six months to four years, or a fine from 100,000
to 400,000 baht, or both.
TRADEMARKS
The
Trademark Act of Thailand of 1991 governs registration of and
provides protection for trademarks. The Act defines a trademark
as a symbol used in connection with goods for the purpose of
indicating that they are the goods of the owner of the trademark.
The trademark must be distinctive and not identical
or similar to those registered by others, and must not be prohibited
by section 8 of the Trademark Act of 1991.
REGISTRATION
PROCEDURE
A
trademark application must be completed by the proprietor or
his agent, in Thai, and filed with the Trademark Office on official
forms. The proprietor or his agent must have a place of business
or address in Thailand at which he can be contacted by the Trademark
Office.
If
the Trademark Office deems the trademark registrable, and provided
that no opposition to the trademark arises within 90 days of
its publication in the official journal, the Trademark Registrar
will grant a trademark registration.
TRADEMARK
REGISTRATION PERIOD
Trademark
registration is effective for a period of 10 years. Owners of
trademarks must file an application for renewal at least 90
days prior to the expiration of their current trademark registration.
A renewed trademark will be effective for an additional 10 years.
A
trademark may be registered even if it is not being actively
used. However, failure to utilize the trademark entitles third
parties to challenge the rights of the trademark owner.
PENAL
PROVISIONS FOR TRADEMARK INFRINGEMENT
The
owner of a registered trademark has the exclusive right to use
the trademark, and may initiate legal action against violators.
It is a criminal offense to represent a trademark as registered
when it has not been legally registered, or to sell, possess
for sale, or bring into the Kingdom objects under such a pretense.
This offense is punishable by imprisonment of up to one year
or a fine of up to 20,000 baht, or both. Presenting false evidence
while registering a trademark is liable to a term of imprisonment
not exceeding six months or a fine not exceeding 10,000 baht,
or both.
Anyone
who forges another persons trademark, registered in the
Kingdom, or who sells, possesses for sale, or brings into the
Kingdom objects with a forged trademark, shall be punishable
by imprisonment not exceeding four years or a fine not exceeding
400,000 baht, or both.
Anyone
who imitates another persons registered trademark in order
to mislead the public into believing the imitation mark is that
of the registered owner, or who sells, possesses for sale, or
brings into the Kingdom objects with an imitated trademark,
will be punishable by imprisonment not exceeding two years or
a fine not exceeding 200,000 baht, or both. Whoever repeats
these offenses within a five-year period is liable to double
punishment.
THE
BOARD OF TRADEMARK COMMITTEE
In
1991, the Board of Trademarks was established to have the power
and duties specified hereunder:
-
To
decide an appeal, order, or decisions of the Registrar under
Trademark Act
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To
order a withdrawal of the registration of a Trademark, service
mark or certification mark
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To
give advice to the Minister in the issuance of the Ministerial
Regulations on Notifications
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To
consider other matters assigned by the Minister.
SERVICE
MARKS, CERTIFICATION MARKS AND COLECTIVE MARKS
As
of February 1992, these variations on trademarks are covered
under all the provisions the Act and, hence, receive the same
protection as trademarks under the law. In the case of service
marks, all the words goods mentioned in the Act's
provisions shall mean services.
Certification Marks.
Applicants for certification marks must forward a copy of the
regulations concerning the use of the certification mark together
with the application for registration and demonstrate that they
are well qualified to certify the merits of the goods or services.
The
owner of a registered certification mark shall not use it for
his own goods or services and shall not license any third person
to grant certifications to use the mark, although they may license
a third person to use the certification mark themselves. If
they violate this rule, they are subject to a fine not exceeding
20,000 baht.
The
regulations concerning the use of the certification marks must:
-
Specify
the origin, composition, manufacturing process, quality and
other characteristics of the goods and services to be certified
-
Include
the rules, procedures and conditions in the granting of a
license to use the certification mark.
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